Ethical considerations play an important role in the research we do. Of all researchers, however, the ethnographer may be the most likely to face difficult ethical considerations and decisions that directly impact study design. One reason is that covert observation has not been an uncommon design feature in ethnographic research, leaving these researchers with the secrecy of deception.
There are many well-documented covert ethnographic studies, some of which became highly controversial for their use of deceptive tactics. Carolyn Ellis (1986), for example, conducted a nine-year observation of a Guinea (traditional watermen) community in the tidewater region of Virginia whose townspeople befriended her unaware that the sole purpose of her visits was to further her research endeavor. She quickly became a “traitor” when her prize-winning book on the research went public.
Deviant and subculture groups have also been the target of covert ethnographies. Humphreys’ (1970) classic study on male homosexual bathroom trysts involved the researcher serving as a watchdog for quick sexual liaisons in public bathrooms between male strangers. The researcher obtained the names and addresses of these men by using public records to look up their automobile license plate numbers. One year later, he visited these men, pretended to be conducting survey research on mental health and, in so doing, conducted 50 interviews that appeared to have nothing to do with the men’s earlier bathroom-sex activities. Despite generating interesting findings, this study was extremely controversial in terms of its ethics and, among other things, contributed to the elimination of the sociology department at Washington University (where Humphreys had received his doctorate degree).
Other covert ethnographies involving deviant groups include the work of: Adler (1990) who justified her and her husband’s covert passive participation in a study investigating drug trafficking by the “illegal nature of the activity and the degree of suspiciousness” they witnessed among the participants (i.e., the drug dealers), as well as the “necessity for maintaining relationships with our key informants”; Tewksbury (2002) who used covert observation to investigate the “social and sexual dynamics” of two gay bathhouses as a complete participant (i.e., as a real member of the bathhouses), justifying the covert strategy based on earlier work in this area; Andriotis (2010) who studied a gay nude beach in the context of an “erotic oasis” as an onsite non-participant observer; and Griffiths (2011) who justified his covert onsite non-participant observation of gambling behavior based on the fact that the research sites were public venues.
Like the practice of ethnography itself, researchers and those that consume ethnographic research findings do not necessarily agree on whether or not deception is acceptable and about the need (some would say “obligation”) to debrief the observed participants who have been deceived by covert researchers. The American Anthropological Association (AAA) states* that researchers “who otherwise engage in clandestine or secretive research that manipulates or deceives research participants…do not satisfy ethical requirements for openness, honesty, transparency and fully informed consent” (American Anthropological Association, 2012). Most researchers, however, do believe that there should not be an outright ban on covert observation. Even the AAA allows* that informed consent may “be obtained retroactively if so warranted by the research context, process, and relations” (American Anthropological Association, 2012). Further, the “Use of Deception in Research” clause in the Code of Ethics from the American Sociological Association states* that there are a number of conditions under which “deceptive techniques” are permissible (American Sociological Association, 1999). And similarly, the American Psychological Association acknowledges in their Ethical Principles of Psychologists and Code of Conduct that there are valuable research studies that could not be conducted without the use of deception (American Psychological Association, 2010).
Some have justified covert observation when studying “powerful and elite” groups (e.g., politicians, corporate executives) who would otherwise be difficult to access due to gatekeepers or who may only agree to participate if allowed to review and edit the researcher’s field notes. Whatever the reason, researchers generally believe that some form of covert observation may be necessary to gain unbiased data and, indeed, much of the ethnographic research conducted on the Internet is covert in nature.
The question of deception is all around us. But it is the ethnographer who most often lives and breathes in the shadows of covert research; regardless of whether the observation is off- or onsite, face-to-face or remote, or the observer participates in the study activity or not.
* Note: This article was written in 2013.
Adler, P. (1990). Ethnographic research on hidden populations: Penetrating the drug world. In E. Y. Lambert (Ed.), The collection and interpretation of data from hidden populations (pp. 96–112). U.S. Department of Health and Human Services, National Institute on Drug Abuse.
American Anthropological Association. (2012). Statement on ethics: Principles of professional responsibility. Arlington, VA. Retrieved from http://www.aaanet.org/profdev/ethics/upload/Statement-on-Ethics-Principles-of-Professional-Responsibility.pdf
American Psychological Association. (2010). Ethical principles of psychologists and code of conduct (Vol. 57).
American Sociological Association. (1999). Code of ethics and policies and procedures of the ASA Committee on Professional Ethics (Vol. 119). doi:10.1111/j.1559-3584.2007.ethics.x
Andriotis, K. (2010). Heterotopic erotic oases. Annals of Tourism Research, 37(4), 1076–1096. doi:10.1016/j.annals.2010.04.003
Ellis, C. S. (1986). Fisher folk: Two communities on Chesapeake Bay. Lexington, KY: The University Press of Kentucky.
Griffiths, M. D. (2011). A typology of UK slot machine gamblers: A longitudinal observational and interview study. International Journal of Mental Health and Addiction, 9(6), 606–626. doi:10.1007/s11469-010-9291-4
Humphreys, L. (1970). Tearoom trade: Impersonal sex in public places. Chicago, IL: Aldine.
Tewksbury, R. (2002). Bathhouse intercourse : Structural and behavioral aspects of an erotic oasis. Deviant Behavior: An Interdisciplinary Journal, 23(1), 75–112.
You note codes of conduct from both psychology and sociology. It may be enlightening to look into anthropology’s view on covert research. See for example The American Anthropological Association Code of Ethics. It notes in part the obligation “To consult actively with the affected individuals or group(s), with the goal of establishing a working relationship that can be beneficial to all parties involved” and that “Anthropological researchers should obtain in advance the informed consent of persons being studied.” As the pioneers in ethnography I would recommend you update this piece by including the anthropological viewpoint. https://s3.amazonaws.com/rdcms-aaa/files/production/public/FileDownloads/pdfs/issues/policy-advocacy/upload/ethicscode.pdf
Thank you for your comment. Indeed, a statement from the AAA was sorely need in this article. We cite the AAA 2012 Statement on Ethics in our book but I failed to include it here. Per your suggestion, I have cited AAA’s statement relevant to deception as well as that pertaining to informed consent. You will see that, unlike the 1998 version of their ethics statement, there is a provision in the 2012 statement for obtaining informed consent retroactively.
Thank you for bringing this to my attention.